Securities fraud in Maryland is a federal offense under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying up to 25 years in federal prison; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland. A Securities Fraud Lawyer Maryland can help you handle these serious charges.
Securities Fraud Lawyer in Maryland
Federal securities fraud, codified under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, prohibits insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland. A conviction can result in up to 25 years of imprisonment, substantial fines, forfeiture of assets, and restitution orders. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience. As a Securities Fraud Lawyer Maryland, the firm understands the details of federal securities law.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348
For the full text of the securities fraud statute, see 18 U.S.C. § 1348 (Cornell LII — official site) and SEC.gov (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely rely on complex financial records and witness testimony. We have observed that early intervention is critical in securities fraud cases, as the government often builds its case over months or years.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and financial records.
- Contact a Securities Fraud Lawyer Maryland immediately.
- Review the indictment with your attorney to identify defenses.
- Consider negotiating a plea or cooperating with the government.
- Prepare for trial if a favorable resolution is not possible.
In Maryland, securities fraud carries a maximum penalty of 25 years in federal prison, along with fines, forfeiture, and restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential loss of professional licenses (e.g., FINRA, Series 7) | Forfeiture of assets, restitution, supervised release up to 5 years |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | Potential loss of securities licenses | Forfeiture of profits, restitution, supervised release |
Results may vary.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland, including in securities fraud and white-collar crime matters. Firm-wide across VA, MD, DC, NY and NJ, the firm has 4,739+ documented results with a 93%+ favorable outcome rate. Results may vary.
Our location in Rockville is approximately 30 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-270 and I-495.
Securities fraud lawyer near Maryland.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase, and all Maryland counties.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Maryland
What is securities fraud under federal law?
Yes. Securities fraud, codified under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, involves insider trading, market manipulation, or material misrepresentation in connection with securities. It carries a maximum penalty of 25 years in federal prison. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases.
What are the penalties for securities fraud in Maryland?
It depends. Federal securities fraud carries up to 25 years imprisonment, fines, forfeiture, and restitution. Sentencing follows the Federal Sentencing Guidelines. There is no parole in the federal system. The U.S. District Court for the District of Maryland handles these cases.
How does a securities fraud defense lawyer in Maryland build a case?
It depends. A securities fraud defense lawyer in Maryland may challenge evidence, examine procedural compliance, negotiate with prosecutors, and present mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
Yes. If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
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Securities Fraud Lawyer Montgomery County, MD
Last verified: April 2026