Securities Fraud Lawyer in Rockville, Maryland
Federal securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Rockville, Maryland, with 4,739+ firm-wide documented results across VA, MD, DC, NY and NJ. The U.S. District Court for the District of Maryland (Greenbelt Division) handles these cases.
Federal securities fraud, codified at 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, prohibits insider trading, market manipulation, and material misrepresentation in connection with securities transactions. In Rockville, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland. A conviction carries a maximum penalty of 25 years imprisonment, supervised release, fines, and mandatory restitution. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to securities fraud defense in Rockville.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)
18 U.S.C. § 1348 (Cornell LII — official site)
U.S. Attorney’s Office for the District of Maryland (justice.gov — official site)
In the U.S. District Court for the District of Maryland (Greenbelt Division), prosecutors routinely use federal sentencing guidelines to seek enhanced penalties in securities fraud cases. We have observed that early engagement with the U.S. Attorney’s Office can lead to favorable pretrial resolutions.
- Do not speak to investigators without your attorney present.
- Preserve all financial records, emails, and trading documents.
- Contact a securities fraud defense lawyer immediately upon receiving a target letter.
- Review the indictment or information with your lawyer to identify potential defenses.
- Prepare for federal court proceedings under the Speedy Trial Act.
- Negotiate with prosecutors for charge reduction or pretrial diversion where applicable.
In Rockville, Maryland, securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years in federal prison, supervised release, fines up to $5 million, and mandatory restitution to victims.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | SEC bars, FINRA bars, professional license revocation | Supervised release, restitution, asset forfeiture |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | SEC bars, FINRA bars | Disgorgement of profits, supervised release |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 | SEC bars, FINRA bars | Supervised release, restitution |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled securities fraud cases at the U.S. District Court for the District of Maryland, leveraging deep familiarity with federal sentencing guidelines and SEC enforcement practices.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Rockville, Maryland, with 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ. In Montgomery County alone, the firm has achieved favorable outcomes in a significant percentage of cases, including dismissals, reductions, and probationary dispositions. Results may vary.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850), with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Rockville.
Serving the communities of Rockville, Twinbrook, Rockville Town Center, King Farm, Fallsmead, and the Potomac border.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Rockville Location: 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747
Frequently Asked Questions About Securities Fraud Defense in Rockville
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
PBJ avoids a formal conviction on your record at District Court of MD for Montgomery County.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Misdemeanors are tried at District Court of MD for Montgomery County; felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
An attorney can negotiate PBJ or dismissal at District Court of MD for Montgomery County.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
Defense strategies include challenging evidence and negotiating with prosecutors under 18 U.S.C. § 1348.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately and preserve all documents.
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Last verified: April 2026