Securities fraud in Kent County, Maryland, involves federal and state charges under 18 U.S.C. § 1348 and Md. Code, Criminal Law Article, carrying penalties up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Kent County, including at the District Court of MD for Kent County and Kent County Circuit Court.

Securities Fraud Lawyer in Kent County, Maryland

Securities fraud includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. Under federal law, 18 U.S.C. § 1348 criminalizes schemes to defraud investors, while 15 U.S.C. § 78ff imposes penalties for violations of the Securities Exchange Act of 1934. In Maryland, state securities fraud is prosecuted under the Maryland Securities Act, Md. Code, Corporations and Associations Article, Title 11. Maximum penalties include up to 25 years in federal prison, fines, and restitution. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience.

Last verified: April 2026 | District Court of MD for Kent County | Maryland Judiciary

For the full text of federal securities fraud statutes, see 18 U.S.C. § 1348 (Cornell LII) and SEC.gov for enforcement actions. For Maryland state securities law, refer to Maryland General Assembly — official site.

In the District Court of MD for Kent County, prosecutors routinely seek pretrial detention in securities fraud cases due to flight risk and financial resources. We have observed that early engagement with the U.S. Attorney’s Office for the District of Maryland can lead to favorable pretrial release conditions.

Contact a securities fraud defense lawyer immediately upon learning of an investigation.
Preserve all financial documents and communications relevant to the case.
Do not speak to investigators without legal representation present.
Negotiate pretrial release terms with the U.S. Attorney’s Office.
File pretrial motions to challenge evidence and procedural violations.
Prepare for trial or negotiate a plea agreement with sentencing mitigation.

In Kent County, securities fraud carries penalties ranging from fines to 25 years in federal prison, with mandatory minimums for certain offenses.

Offense	Classification	Incarceration	Fine	License Impact	Additional Consequences
Securities Fraud (18 U.S.C. § 1348)	Federal Felony	Up to 25 years	Up to $5,000,000	Loss of professional licenses	Restitution, asset forfeiture, supervised release
Insider Trading (15 U.S.C. § 78ff)	Federal Felony	Up to 20 years	Up to $5,000,000	Loss of securities licenses	Disgorgement of profits, civil penalties

Results may vary.

Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled extensive criminal defense experience in Kent County, including securities fraud cases at the District Court of MD for Kent County and Kent County Circuit Court.

Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), joined the firm in 2010 and dedicates 75% of her practice to litigation. She is admitted to the Maryland and Virginia bars and has extensive experience in criminal defense, including securities fraud cases.

Law Offices Of SRIS, P.C. has extensive criminal defense experience in Kent County, including securities fraud cases. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary.

Our location in Rockville is approximately 60 miles from the District Court of MD for Kent County, with access via Route 213 and Route 301. Securities fraud lawyer near Kent County. Serving the communities of Chestertown, Rock Hall, Galena, Millington, and Betterton. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.

Law Offices Of SRIS, P.C. — Rockville
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.

Frequently Asked Questions About Securities Fraud in Kent County

What is Probation Before Judgment (PBJ) in Kent County, Maryland?

Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Yes. PBJ avoids a formal conviction and is available at District Court of MD for Kent County.

Can I get my criminal record expunged in Kent County, Maryland?

Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Kent County are expunged through the court where the case was heard (District Court of MD for Kent County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Yes. Expungement is available for many dispositions at District Court of MD for Kent County.

What happens after a criminal arrest in Kent County, Maryland?

After arrest in Kent County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). Felonies go to Kent County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

After arrest, you appear before a commissioner for bail, then proceed to arraignment and trial at District Court of MD for Kent County.

Do I need a lawyer for a misdemeanor in Kent County, Maryland?

Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Kent County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.

Yes. An attorney can negotiate PBJ or dismissal at District Court of MD for Kent County.

How does a Virginia lawyer defend against securities fraud charges?

Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal statutes to build the strongest possible defense.

Defense strategies include challenging evidence and negotiating with prosecutors.

What should I do if I am facing securities fraud charges in Virginia?

If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.

Contact a federal criminal attorney immediately and preserve all documents.

How does a Virginia lawyer defend against securities fraud insider trading charges?

Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal statutes to build the strongest possible defense.